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ABBS 2008,40(07): New Insights of Epithelial-Mesenchymal Transition in Cancer Metastasis

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Acta Biochim Biophys

Sin 2008, 40: 643-650

doi:10.1111/j.1745-7270.2008.00442.x

New Insights of Epithelial-Mesenchymal Transition in Cancer

Metastasis

Yadi Wu and Binhua P. Zhou*

Departments of Pharmacology and Toxicology,

and Sealy Center for Cancer Cell Biology, The University of Texas Medical

Branch, Galveston, Texas 77555, USA

Received: May 29,

2008       

Accepted: June 9,

2008

This work was

supported by grants from the John Sealy Memorial Endowment Fund, a pilot award

from the ACS (IRG-110376), the Susan G Komen Foundation (KG081310) and NIH (RO1CA125454) (to B.P. Zhou), and the post-doctoral fellowships from NIH (T32CA117834) (to Y. Wu)

*Corresponding

author: Tel, 409-747-1963; E-mail, [email protected]

Epithelial-mesenchymal transition (EMT) is a key step during

embryonic morphogenesis, heart development, chronic degenerative fibrosis, and

cancer metastasis. Several distinct traits have been conveyed by EMT, including

cell motility, invasiveness, resistance to apoptosis, and some properties of

stem cells. Many signal pathways have contributed to the induction of EMT, such

as transforming growth factor-b, Wnt, Hedgehog, Notch, and nuclear factor-kB. Over the last

few years, increasing evidence has shown that EMT plays an essential role in

tumor progression and metastasis. Understanding the molecular mechanism of EMT

has a great effect in unraveling the metastatic cascade and may lead to novel

interventions for metastatic disease.

Keywords    epithelial-mesenchymal transition; metastasis; Snail; Twist;

signal transduction

Although 90% of cancer deaths are caused by metastasis, the

pathogenesis and mechanism underlying this event remains poorly defined.

Understanding this process will provide great promise for the discovery of

novel therapeutics for treating metastatic cancer. Metastasis is a ‘hidden’

event, which happens inside the body and is difficult to examine. It is

believed to consist of four distinct steps: invasion, intravasation,

extravasation, and metastatic colonization [1,2]. During invasion, tumor cells

lose cell-cell adhesion, gain mobility, and leave the site of the primary tumor

to invade adjacent tissues. In intravasation, tumor cells penetrate through the

endothelial barrier and enter the systemic circulation. In extravasation, cells

that survive the anchorage-independent growth conditions in the bloodstream

attach to vessels at distant sites and leave the bloodstream. Finally, in

metastatic colonization, tumor cells form macrometastases in the new host

environment [1,2]. Using in vivo video microscopy and quantitative

approaches, the first step, the acquisition of invasive ability and motility,

is found to be the rate-limiting step in the metastatic cascade [1,3]. Beyond

this step, survival of tumor cells in the circulation, their arrest in a

distant organ, and their initial extravasation are relatively efficient

processes. These findings clearly indicate that understanding the initial step

of metastasis is critical to the future development of novel strategies to

prevent cancer metastasis. Epithelial-mesenchymal transition (EMT), a process

vital for morphogenesis during embryonic development, is attracting increasing

attention as an important mechanism for the initial step of metastasis. Here we

highlight the significance of EMT in cancer development and our emerging

understanding of its regulation in tumor metastasis. We present some of the

current mechanisms parallel between their known roles in EMT induction during

development and how these processes can be hijacked by tumor cells to enhance

metastasis.

EMT is a Critical Cellular Process

EMT, a process vital for morphogenesis during embryonic development,

was first recognized as a feature of embryogenesis in the early 1980s [4,5].

During gastrulation in Drosophila flies and mammals, cells migrate from

an epithelial-like structure to spatially reorganize one of the three main

embryonic layers, the mesoderm [4,5]. In this EMT process, epithelial cells

acquire fibroblast-like properties and show reduced intercellular adhesion and

increased motility [4,6]. EMT is essential for many morphogenetic events, such

as gastrulation and organogenesis in embryonic development, tissue remodeling,

fibrosis and wound healing, and heart development [7,10]. The migratory nature

of these cells has prompted comparisons with metastatic cells and attracts

increasing attention as an important mechanism for the initial step of

metastasis, since genes implicated in EMT during embryogenesis have been shown

to control metastasis [5,6]. Some pathologists were initially skeptical of this

theory because they could not conclusively determine that EMT was apparent in

human tumor specimens [11]. However, a growing body of evidence strongly

suggests that EMT is a critical early event for the invasion and metastasis of

many carcinomas [12,13]. A hallmark of EMT is the loss of E-cadherin

expression, an important caretaker of the epithelial phenotype [4,14].

E-cadherin is a cell-cell adhesion molecule that participates in homotypic,

calcium-dependent interactions to form epithelial adherent junctions [15,16].

Loss of E-cadherin expression is consistently observed at sites of EMT during

development and cancer, and the E-cadherin expression level is often inversely

correlated with the tumor grade and stage [15,16]. Numerous studies have shown

that virtually all cases of invasive lobular carcinoma, which accounts for 8%

of all breast cancers, have loss of E-cadherin expression as a result of

E-cadherin gene mutation and promoter hypermethylation [17,18]. However,

patients with invasive ductal carcinoma (IDC), which accounts for 80% of all

breast cancers, retain E-cadherin expression. Thus, dominant transcriptional

repression is mainly responsible for the transient loss of E-cadherin

expression during the metastatic progression of IDC [19,23].Several transcription factors have been implicated in the

transcriptional repression of E-cadherin, including zinc finger proteins of the

Snail/Slug family, Twist [14,2427], dEF1/ZEB1, SIP1, and the basic helix-loop-helix factor E12/E47 [2834]. These repressors

can also act as molecular triggers of the EMT program by repressing a subset of

common gene that encode cadherins, claudins, cytokines, integrins, mucins,

plakophilin, occluding, and zonula occludens (ZO) proteins to promote EMT [10].

Strikingly, all of these transcriptional repressors are best known for their

roles in early embryogenesis. The first discovered and most important of these

repressors is Snail, a DNA-binding factor that was identified in Drosophila

as a suppressor of the transcription of shotgun (an E-cadherin homolog)

in the control of embryogenesis [35,36]. Snail has a central role in

morphogenesis, as it is essential for the formation of the mesoderm and neural

crest, which requires large-scale cell movements in organisms ranging from

flies to mammals. Absence of Snail is lethal because of severe defects at the

gastrula stage during development [37]. Expression of Snail represses

expression of E-cadherin and induces EMT in MDCK (Madin-Darby Canine Kidney)

and breast cancer cells [3840], indicating that Snail plays a fundamental role in EMT and

breast cancer metastasis by suppressing expression of E-cadherin. Microarray

analyses of primary human breast cancers suggest that a high level of Snail

expression is correlated with a poor clinical outcome in women with early-stage

breast cancer [41,42]. In fact, overexpression of Snail was recently

found in both epithelial and endothelial cells of invasive breast cancer but

was undetectable in normal breast [43,44]. Some studies indicated that Snail

was implicated in the initial migratory phenotype of primary tumors and

considered as an early marker of EMT. In contrast, Slug, ZEB1, ZEB2/SIP1, and

Twist could be responsible for the maintenance of migratory cell behavior,

malignancy and other tumorigenic properties. However, this model awaits more

detailed analysis owing to specific and independent roles of the different

factors.

Microenvironment Signals, Developmental Pathways, and EMT

EMT is a dynamic process and is triggered by stimuli that emanate

from microenvironments, including extracellular matrix (such as collagen and

hyaluronic acid) and many secreted soluble factors, such as Wnt, transforming

growth factor-b (TGF-b), Hedgehog, epidermal growth factor (EGF), hepatocyte growth factor

(HGF), and cytokines [45]. The major task is to delineate the signaling

pathways mediated by these microenvironmental stimuli in initiating and

controlling EMT and cancer metastasis. Among many of these signaling pathways,

Wnt, TGF-b, Hedgehog, Notch, and nuclear factor-kB (NF-kB) signaling

pathways are found to be critical for EMT induction. These signaling pathways

orchestrate a concerted and elaborate gene program and protein network needed

for the establishment of mesenchymal phenotypes after disassembly of the main

elements of epithelial architecture, such as cell-cell junctions and cell

polarity. As many of these normal developmental pathways are also involved in

EMT, morphogenesis, and motility during development, it is not surprising that

tumor cells usurp these pathways for their own purposes.The Wnt/b-catenin pathway has a particularly tight link with EMT [46]. On one

hand, b-catenin is an essential component of adherent junctions, where it

provides the link between E-cadherin and a-catenin and modulates

cell-cell adhesion and cell migration. On the other hand, b-catenin also

functions as a transcription cofactor with T cell factor (TCF). In unstimulated

cells, the level of free cytoplasmic b-catenin is kept low through a destruction

complex, which consists of axin, adenomatous polyposis coli (APC), GSK-3b, and casein

kinase (CKI). GSK-3b phosphorylates b-catenin and triggers its ubiquitination and degradation by b-Trcp. In the

presence of Wnt ligands, Wnts bind to frizzled and LRP5/6 receptor complexes to

inactivate GSK-3b in the destruction complex. This, in turn, results in the

stabilization and nuclear accumulation of b-catenin and leads to the

transcription of Wnt target genes, such as c-myc, cyclin D, and survivin [47].

Nuclear translocation of b-catenin can activate the expression of Slug and thus induces EMT.

Expression of b-catenin in oocyte induces a premature EMT in the epiblast,

concomitant with Snail transcription. Interestingly, Snail is a highly unstable

protein and is dually regulated by protein stability and cellular location. We

showed that GSK-3b binds and phosphorylates Snail at two consensus motifs to dually

regulate the function of this protein: phosphorylation at the first motif

regulates its ubiquitination mediated by b-Trcp, whereas

phosphorylation at the second motif controls its subcellular localization [40].

Thus, Wnt can suppress the activity of GSK-3b and stabilizes the protein

level of Snail to induce EMT and cancer metastasis [48,49]. Whether the

synergistic activation of Snail and b-catenin by Wnt signaling pathway is required

for EMT induction and metastasis of tumor cells remains to be defined. TGF-b is a potent inducer of EMT. It not only contributes to EMT during

embryonic development but also induces EMT during tumor progression in vivo [50].

Overexpression of Smad2 and Smad3 results in increased EMT in a mammary

epithelial model [51]. Knockout of Smad3 blocks TGF-b-induced EMT in primary

tubular epithelial cells, and the reduction of Smad2 and Smad3 function is

associated with the decreased metastatic potential of breast cancer cell lines

in a xenograft model [52]. TGF-b can also downregulate various epithelial proteins, including

E-cadherin, tight junction protein ZO-1, and several specific keratins, and

also upregulates certain mesenchymal proteins such as fibronectin,

fibroblast-specific protein 1, a-smooth muscle actin, and vimentin. In addition, TGF-b cooperates with

numerous kinases such as RAS, MAPK, p38MAP to promote EMT [50,53]. Furthermore,

TGF-b cross-talks with other signal pathways and coordinates the

regulation of EMT. Recent reports suggest that functional interactions between

TGF-b with Notch, Wnt, and NF-kB contribute significantly to the induction of

EMT [50]. The Hh signaling pathway was first identified in a large screen for Drosophila

genes required for patterning of the early embryo [54,55]. Analysis of the Hh

mutant, named after its prominent phenotype (epidermal spikes in larval

segments that normally are devoid of these extensions) led to the cloning of

the Hh gene. The Hh ligands, Sonic (Shh), Desert (Dhh), and Indian (Ihh) in

vertebrates and Hh in Drosophila, are secreted proteins that undergo

several posttranslational modifications to gain full activity. Key effectors of

Hh signaling include zinc-finger proteins of the Gli1-3 transcription

factors.  Hh signaling can initiate cell

growth, cell division, lineage specification, and axon guidance and can also

function as a survival factor. In light of this range of biologic functions, it

is not surprising that mutations in components of the Hh pathway are associated

with both embryonic developmental defects and tumor progression. Indeed,

mutations in Patched (PTC) and/or Smoothened (SMO) trigger inappropriate

activation of the Hh pathway and have been identified in basal cell carcinoma,

rhabdomyosarcoma, medulloblastoma, and other tumor types [54,55]. In mouse

epidermal cells or in rat kidney epithelial cells immortalized with adenovirus

E1A, Gli1 rapidly induces transcription of Snail and promotes EMT [56,57].

Targeted expression of Gli1 in the epithelial cells of mammary gland of mice

induces the expression of Snail and thus results in the disruption of the

mammary epithelial network and alveologenesis during pregnancy [58].

Conversely, blockade of Hedgehog signaling by inhibitor cyclopamine suppresses

pancreatic cancer invasion and metastasis through inhibiting EMT in the

pancreatic cancer cells [59]. Notch is an evolutionarily conserved signaling pathway that

regulates cell fate specification, self-renewal, and differentiation in

embryonic and postnatal tissues. Four Notch (Notch 14) and five ligands

(Jagged1, 2 and Delta-like1, 3, 4) have been identified. Notch signaling is

normally activated followed by ligand-receptor binding between two neighboring

cells, Notch undergoes intramembrane cleavage by g-secretase and its

intracellular domain (NICD) is released and translocates to the nucleus to

activate gene transcription by associating with Mastermind-like 1 (MAM) and

histone acetyltransferase p300/CBP. Alteration of Notch signaling has been

associated with various types of cancer in which Notch may act as an oncogene or

as a tumor suppressor. The observation that Notch pathway is required for EMT

was first made during cardiac valve and cushion formation at heart development

[60]. This implies that Notch acting through a similar mechanism, may also be

involved in the EMT induction during tumor progression and converts polarized

epithelial cells into motile, invasive cells [61]. Indeed, overexpression of

Jagged1 and Notch1 induces the expression of Slug and correlates with poor

prognosis in various human cancers [62]. Slug is essential for Notch-mediated

EMT by repressing E-cadherin expression, which results in b-catenin

activation and resistance to anoikis. Inhibition of Notch signaling in

xenografted Slug-positive/E-cadherin-negative breast tumors promotes apoptosis

and inhibits tumor growth and metastasis [62]. In addition, Notch signaling

deploys two distinct mechanisms that act in synergy to control the expression

of Snail [63]. First, Notch directly upregulates Snail expression by

recruitment of the Notch intracellular domain to the Snail promoter, and

second, Notch potentiates hypoxia-inducible factor 1a (HIF-1a) recruitment to

the lysyl oxidase (LOX) promoter and elevates the hypoxia-induced upregulation

of LOX, which stabilizes the Snail protein. Thus, Notch signaling is required

to convert the hypoxic stimulus into EMT, increased motility, and invasiveness

of tumor cells.NF-kB is another key modulator for EMT. Recently, NF-kB was identified

as a central mediator of EMT in a model of breast cancer progression [6,64]. In

this model, the NF-kB signaling pathway was essential for distinct aspects of EMT

(apoptosis protection, EMT induction and maintenance) as well as being required

for metastasis. This suggests that both Ras- and TGF-b-dependent effects on EMT,

including activation of many EMT-specific genes, are mediated, at least in

part, via NF-kB activity [6]. Interestingly, the E-cadherin repressors Twist and

Snail have been suggested as possible downstream targets of NF-kB [6,65,66].

Cell Polarity and EMT

During EMT, epithelial cells lose cell-cell junctions and polarity,

leading to a more migratory, fibroblast-like “mesenchmymal” cell phenotype. Many

studies have emphasized the major role of signaling pathways leading to the

transcriptional repression of the E-cadherin in adherens junction by Snail,

Slug, SIP1, and Twist. Little is known about how EMT disrupts the formation of

tight junction and cell polarity. Polarity is largely regulated by a conserved

set of proteins known as partition-defective (PAR) proteins, which are required

for organizing the basal-apical polarity of

epithelial cells and for the establishment and maintenance of apical junction.

The PAR3/PAR6/aPKC complex localizes selectively at the apical junction and the

apical plasma membrane; whereas Par1, resides at the basolateral membranes of

epithelia. Mutual antagonistic interactions between these two complexes results

in the formation of cellular and functional asymmetry within the cell. In

addition to the Par complex, the lateral resided CRUMBS/PALS1/PATJ complex and

the tight junction associated SCRIBBLE/DLG/LGL complex, are also required for

the formation of cell polarity. During the initial stage of epithelial cell

contact, spot-like adherens junctions first appear at the tips of protrusions that

contain E-cadherin, nectins, junctional adhesion molecule (JAM), and protein

ZO-1. E-cadherin mediates initial intercellular adhesion, which is

substantially strengthened after its connection to the actin cytoskeleton

through a– and b-catenin. These connections mature into adherent junctions and

promote the formation of tight junctions, which further anchors to the Par

complex to establish cell polarity. Recent work has shown that TGF-b can induce

phosphorylation of Par6, which in turn stimulates binding of

Par6 to E3 ligase Smurf1. The Par6-Smurf1 complex then mediates the localized ubiquitination of RhoA to dissolute tight junctions

during EMT [67]. TGF-b can also downregulate the Par3 expression to destroy the cell

polarity [68]. Whiteman et al also showed that Snail disrupted the

apical polarity complex by inhibiting the expression of Crumb3 [69]. In

addition, ZEB1 suppresses the expression of Lgl2, Crumbs3, HUGL2 and PATJ to

disrupt cell polarity [70,71]. Thus, it becomes obvious that the disruption of

tight junctions and cell polarity represents a new trait of EMT.

EMT in Cell Survival and Tumor Recurrence

During EMT, epithelial cells detach from the extracellular matrix

(ECM), which triggers the apoptotic process. The ability to survive in the

absence of normal matrix components represents an important property for cells

undergoing EMT. Several known apoptotic and anti-apoptotic proteins are

involved in EMT. Overexpression of Bcl-2 and Bcl-XL increases the metastasis

capacity of epithelial cells without affecting primary-tumor formation [72,73].

Moreover, integrin-mediated signaling is also attributable to the inhibition of

cell death. For example, focal-adhesion kinase (FAK), a crucial activator of

the tyrosine-kinase pathway, is associated with the intracellular tails of

integrin and its activation is sufficient for epithelial cell survival [74]. In

mouse embryo, FoxD3 requires the concomitant expression of SOX9 and Slug to induce

EMT. Sox9 can inhibit cell death and specifies the neural-crest cell lineages

[75]. Snail and Slug act as inhibitors of apoptosis through several

mechanisms. Slug negatively regulates the expression of the pro-apoptotic p53

and Puma [7678], while Snail represses Cyclin D2 transcription and

increases the p21Cip1/Waf1 level and concomitantly activates the

MAPK and PI3K survival pathway to confer resistance to the lethal effects of serum depletion or TNFa administration [7981]. Similarly,

Twist, recently involved in breast cancer metastasis through regulation of EMT,

functions as an oncogene in many human cancers. Twist also negatively regulates

apoptosis during both embryogenesis and tumor progression [82]. All of these

transcription factors exert the role in cell survival, differentiation and

metastasis. Thus, increased expression of these transcription factors during

EMT is sufficient to overcome cell death provoked by proapoptotic signals. They

provide a selective advantage for the invasive cells to migrate through hostile

territories.  This anti-apoptotic

function is essential for the migratory cells to reach their final destinations

during embryogenesis and is also important for malignant cells to disseminate and

form metastases. Using a mammary-specific, inducible

HER2/Neu  transgenic mouse model, Moody et

al demonstrated that EMT occurred in tumor recurrence and Snail was

upregulated spontaneously [42]. Snail is sufficient to induce EMT in

HER2/Neu-induced primary tumor cells and to promote rapid tumor recurrence in

vivo following downregulation of the HER2/Neu pathway. Consistent with

this, breast cancer relapses in Wnt1 transgenic mice lacking either Ink4a/Arf

or p53, and this relapse is accompanied with EMT with robust Snail expression

and undetectable E-cadherin [83]. Moreover, ZEB1 is an important transcription

factor that regulates EMT. It also maintains the proliferation of a subset of

progenitor cells in gestation. The proliferative defects occur in the ZEB1

mutant mice and lead to premature replicative senescence in cultured MEFs. This

cellular senescence is triggered by two cell cycle inhibitors, p15Ink4b and p21Cip1/Waf1 [84]. Together, EMT may foster oncogene-independent

survival of a crucial subset of tumor cells to promote tumor progression.

EMT and Cancer Stem Cell

In addition to the gain of anti-apoptotic ability for cells

undergoing EMT, Weinberg’s group recently demonstrated that EMT also generates

properties of stem cells, such as self-renewal [85,86]. Ectopic expression of

Snail or Twist yields great increases in their ability to form mammosphere,

which represents the presence of epithelial stem cells. Similarly, EMT

generates more mammary epithelial stem-like cells from more differentiated

populations of normal mammary epithelium. Surprisingly, the stem-like CD44high/CD24low cells exhibit strong reduction of

E-cadherin, significant increased expression of fibronectin and vimentin, and

robust levels of FOXC2, Snail, Twist and Slug. Consistent with this finding in

mammary epithelial cells, the differentiation of human embryonic stem (ES)

cells is also associated with all the characteristic EMT events, including

repression of E-cadherin, increasing expression of vimentin, upregulation of

Snail and Slug, high activity of gelatinase, and enhanced cell motility [87].

EMT seems to be the definitive step in human ES differentiation. Thus, EMT

enables cancer cells not only to disseminate from a primary tumor but also to

form the macroscopic metastases with self-renewal capability.

EMT and microRNA

As EMT plays a central role in

embryogenesis, fibrosis, wound healing, and cancer metastasis, it is not

surprising that a bewildering number of regulators associate with this

fundamental process. Recently, microRNA has appeared as a powerful master

regulator of EMT. MicroRNAs are small 20–22-nucleotide long noncoding RNAs that

modulate gene expression at the post-transcriptional level [88,89]. MicroRNAs

have been implicated in regulating diverse cellular pathways, such as cell

differentiation, proliferation and programmed cell death and are commonly

dysregulated in human cancer. Recent findings suggest that microRNAs also

contribute to EMT. For example, Twist induces microRNA-10b transcription, which

inhibits the translation of HOXD10 and results in elevated expression of RhoC,

and thus facilitates cancer cell metastasis. Significantly, the level of

miR-10b expression in primary breast carcinomas correlates with clinical

progression [90]. In addition, several reports demonstrated that the

microRNA-200 family were markedly

downregulated in cells that had undergone EMT in response to TGF-b [9194]. Because

microRNA-200 directly targets the mRNA of ZEB1 and SIP1, expression of miR-200

induces upregulation of E-cadherin in cancer cell lines and suppresses their

motility. Consistent with their role in regulating EMT, loss of microRNA-200 is

commonly found in invasive breast cancer cell lines with mesenchymal phenotype

and in regions of metaplastic breast cancer specimens lacking E-cadherin. In

addition, an EMT specific microRNA miR-21 is found in TGF-b-induced EMT in

human keratinocytes, a model of epithelial cell plasticity for epidermal injury

and skin carcinogenesis [95]. MiR-21 is abundantly expressed and associated

with carcinogenesis. It targeted two tumor suppressors, tropomyosin 1

(TPM1) and programmed cell death-4 (PDCD4) to modulate the cell

proliferation, microfilament organization, and anchorage-independent

growth [96,97]. Interestingly, microRNA can target distinct functions in

different signaling pathways and thus contributes to several key events

associated with tumor progression. Therefore, targeting microRNA can be a good

therapeutic approach for cancer prevention and treatment with the effect of

“one stone hitting multiple birds”.

Future Perspectives

During the past few years, EMT has emerged as one of the hottest

medical science topics. The role of EMT in tumor progression and metastasis

provides an intriguing mechanism to explain the initial step of metastasis.

However, several areas are required for further investigation to

comprehensively understand the role of EMT in physiological and pathological

processes. First, most traditional EMT markers are found in scenarios other

than EMT. New markers of EMT are required to better distinguish EMT. Second,

EMT is a kinetic conversion that varies considerably from hours to weeks. Other

cellular evens might embed in the EMT program. It is difficult and challenging

to obtain informative results on gene expression and to discriminate between

general and cell/stag-specific molecular players that are responsible for EMT.

Third, additional studies are required to understand the molecular mechanisms

controlling EMT. The crosstalk between different signal pathways and molecules

is a crucial issue to elucidate the complicated regulation of EMT, such as the

communications between cadherin and integrin, Snail and b-catenin, TGF-b PDGF. Finally,

better models are particularly required to study EMT in vivo and

powerful imaging is also needed to unveil the behavior of migratory cells in

real time. New discoveries will elucidate the complex strategies of EMT and

hold great promise for yielding novel therapeutic approaches for treating

cancer.

Acknowledgements

We apologize to the many contributors whose work in this field is

important but we were unable to cite here.

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